Etats-Unis : les deux régulateurs boursiers ont conclu un accord relatif à la surveillance des produits dérivés
Auteur | Legal News |
La Securities and Exchange Commission (SEC), qui est en charge de la surveillance des marchés d'actions des Etats-Unis, et la Commodity and Futures Trading Commission (CFTC), son équivalent pour les places qui cotent les contrats à terme (hormis ceux sur actions), ont conclu le 11 mars 2008 un accord de coopération. Les deux régulateurs des Bourses américaines se sont engagés à établir un partage systématique des informations utiles et à fixer des principes communs pour la surveillance des nouveaux produits dérivés aussi bien d'actions que de matières premières. Concrètement, la CFTC et la SEC ont annoncé qu'elles allaient lancer une enquête commune auprès des investisseurs sur deux dérivés du "tracker"or. Les régulateurs ont également déclaré qu'ils s'exprimeraient...
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